Regulatory Information
Altamont Capital Management, founded in 1996 is a California
sole proprietorship.This web site does not provide investment advice, nor
does it constitute an offer to provide investment advice, to any
individual or any other entity in any state or other jurisdiction.
Important Consumer Information:
- A broker-dealer, investment advisor, BD agent, or IA rep may only
transact business in a particular state after licensure or satisfying
qualifications requirements of that state, or only if they are
excluded or exempted from the state's broker-dealer, investment
advisor, BD agent, or IA requirements, as the case may be; and
- Follow-up, individualized responses to consumers in a particular
state by broker-dealer, investment advisor, BD agent, or IA rep that
involve either the effecting or attempting to effect transactions in
securities or the rendering of personalized investment advice for
compensation, as the case may be, shall not be made without first
complying with the state's broker-dealer, investment advisor, BD rep,
or IA rep requirements, or pursuant to an applicable state exemption
or exclusion.
- For information concerning the licensure status or disciplinary
history of a broker-dealer, investment advisor, BD agent, or IA rep, a
consumer should contact his or her state securities law administrator.
